Medical Wealthcare Planning Limited

Date authorised
28 August 2020
Companies House
04395777
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    101 Moss Lane
    Maghull
    Liverpool
    Sefton
    L31 9AF
    UNITED KINGDOM
    Phone
    +441512221010

  • Complaints Contact

    101 Moss Lane
    Maghull
    Liverpool
    Sefton
    L31 9AF
    UNITED KINGDOM
    Phone
    +441512221010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ajay Mayor

    IRN AAM00010

    • Responsible for Insurance Distribution (28 Aug 2020 to 3 Dec 2024)
    • SMF3 Executive Director (28 Aug 2020 to 14 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Aug 2020 to 3 Dec 2024)
    • SMF16 Compliance Oversight (28 Aug 2020 to 3 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2024)
  • Allan Norman Mather

    IRN ANM00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 13 Jun 2024)
    • SMF16 Compliance Oversight (since 13 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2024)
    • SMF3 Executive Director (since 13 Jun 2024)
    • [FCA CF] Client dealing (since 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2024)
    • CF1 Director (AR) (since 7 Oct 2020)
    • CF30 Customer (since 24 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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