Alan Ajay Mayor

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical Wealthcare Planning Limited (no longer approved here)

    FRN 921710

    • SMF16 Compliance Oversight (28 Aug 2020 to 3 Dec 2024)
    • SMF3 Executive Director (28 Aug 2020 to 14 Feb 2025)
    • Responsible for Insurance Distribution (28 Aug 2020 to 3 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Aug 2020 to 3 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2020)
    • CF1 Director (AR) (22 Sep 2014 to 25 Aug 2020)
    • CF30 Customer (22 Sep 2014 to 25 Aug 2020)
  • Medical Wealthcare Planning Ltd (no longer approved here)

    FRN 222396

    • (4)Employed By (10 Nov 2014 to 25 Aug 2020)
  • ESPC (UK) Ltd (no longer approved here)

    FRN 498042

    • (16)Employed By (19 Mar 2009 to 25 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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