Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 13 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2024)
    • SMF16 Compliance Oversight (since 13 Jun 2024)
    • Responsible for Insurance Distribution (since 13 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2024)
    • [FCA CF] Client dealing (since 14 Mar 2024)
    • CF1 Director (AR) (since 7 Oct 2020)
    • CF30 Customer (since 24 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2020)
    • CF30 Customer (25 Sep 2014 to 2 Sep 2020)
    • CF1 Director (AR) (25 Sep 2014 to 2 Sep 2020)
  • Davidson Wealthcare Ltd (no longer approved here)

    FRN 477998

    • Employed By (17 Dec 2014 to 2 Sep 2020)
  • Medical Wealthcare Planning Ltd (no longer approved here)

    FRN 222396

    • (3)Employed By (26 Jan 2004 to 2 Sep 2020)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (30 Apr 2003 to 31 Dec 2003)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.