Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Medical Wealthcare Planning Limited
FRN 921710
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 13 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2024)
- SMF16 Compliance Oversight (since 13 Jun 2024)
- Responsible for Insurance Distribution (since 13 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 14 Mar 2024)
- [FCA CF] Client dealing (since 14 Mar 2024)
- CF1 Director (AR) (since 7 Oct 2020)
- CF30 Customer (since 24 Sep 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2020)
- CF30 Customer (25 Sep 2014 to 2 Sep 2020)
- CF1 Director (AR) (25 Sep 2014 to 2 Sep 2020)
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- Employed By (17 Dec 2014 to 2 Sep 2020)
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- (3)Employed By (26 Jan 2004 to 2 Sep 2020)
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- CF21 Investment Adviser (30 Apr 2003 to 31 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.