Medical & Executive Financial Services

• Principal Place of Business

  Tishon House

  Warrington Road

  High Legh

  Cheshire

  WA16 0RT

  UNITED KINGDOM

  Phone

  +4408448094583

  Web

  https://www.mefs.co.uk

• Complaints Contact

  Tishon House

  Warrington Road

  Warrington Road

  High Legh

  High Legh

  Cheshire East

  WA16 0RT

  UNITED KINGDOM

  Phone

  +4408448094583

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Fleming Davidson

  IRN AFD00003

  • CF21 Investment Adviser (26 Oct 2004 to 4 Mar 2005)
• Brian Howorth

  IRN BXH00019

  • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
• Elaine Porter

  IRN EXD01220

  • CF30 Customer (27 Jul 2009 to 1 Jun 2011)
• Gordon Roland Porter

  IRN GRP00001

  • CF10 Compliance Oversight (15 Jul 2010 to 22 Apr 2016)
  • CF11 Money Laundering Reporting (15 Jul 2010 to 22 Apr 2016)
  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 22 Apr 2016)
  • CF4 Partner (1 Dec 2001 to 6 Oct 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jacqueline Vivian Porter

  IRN JVP00001

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• John Arthur Harvey sutton

  IRN JAS00030

  • CF21 Investment Adviser (28 Jul 2004 to 22 Dec 2006)
• Paul Anthony Lindfield

  IRN PAL00050

  • CF21 Investment Adviser (9 Jul 2004 to 22 Dec 2006)
• Paul Arthur Eames

  IRN PAE00021

  • CF21 Investment Adviser (8 Jul 2004 to 8 Jul 2004)
• Simon Lee Porter

  IRN SLP01044

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (16 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Aug 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (28 Aug 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (8 Jul 2004 to 31 Oct 2007)
• Stephen Hay

  IRN SXH00145

  • CF21 Investment Adviser (12 Jan 2005 to 22 Dec 2006)

• Medical & Executive Financial Services Limited (no longer appointed)

  FRN 944804 · Appointed 11 Feb 2021 · Until 19 Jun 2025

No changes recorded yet.