Elaine Porter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
- [FCA CF] Client dealing (since 5 Sep 2022)
RISKSAVE TECHNOLOGIES LTD (no longer approved here)
FRN 775330
- CF30 Customer (28 Jan 2022 to 29 Mar 2022)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
- CF30 Customer (16 Jan 2017 to 8 Dec 2019)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (2 Jun 2011 to 21 May 2015)
Medical & Executive Financial Services (no longer approved here)
FRN 165731
- CF30 Customer (27 Jul 2009 to 1 Jun 2011)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (17 Dec 2007 to 20 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.