Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Medical & Executive Financial Services (no longer approved here)

    FRN 165731

    • CF10 Compliance Oversight (15 Jul 2010 to 22 Apr 2016)
    • CF11 Money Laundering Reporting (15 Jul 2010 to 22 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 22 Apr 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 6 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.