MATTINSON GINTY & PARTNERS (EMPLOYEE BENEFITS) LIMITED

Date authorised
1 April 2013
Companies House
03018973
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 The Courtyard
    Common Lane
    Culcheth
    Warrington
    Cheshire
    WA3 4HA
    UNITED KINGDOM
    Phone
    +4401925765821
    Web
    https://www.mgpeb.co.uk

  • Complaints Contact

    16 The Courtyard
    Common Lane
    Culcheth
    Warrington
    Cheshire
    WA3 4HA
    UNITED KINGDOM
    Phone
    +441925765821

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Alan Torkington

    IRN DAT00011

    • CF1 Director (1 Dec 2001 to 5 Apr 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
  • David Gary Adamson

    IRN DGA00005

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2022)
    • CF10 Compliance Oversight (3 Sep 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Sep 2013 to 11 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2002 to 31 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Graham Mark Firth

    IRN GMF00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 31 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (1 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Iain Lemonzik

    IRN IXL00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (25 Jul 2014 to 30 Sep 2018)
    • CF1 Director (1 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Apr 2002 to 31 Oct 2007)
  • Kevin Cannon

    IRN KXC00017

    • Responsible for Insurance Mediation (12 Feb 2009 to 31 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF1 Director (1 Dec 2001 to 31 Aug 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Aug 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Lynn Speed

    IRN LXS01609

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2013 to 8 Dec 2019)
  • Steven Frank Watson

    IRN SFW01029

    • CF21 Investment Adviser (30 Nov 2006 to 10 Aug 2007)
    • CF22 Investment Adviser (Trainee) (22 Apr 2002 to 30 Nov 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.