Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Mediation (12 Feb 2009 to 31 Aug 2013)
- CF30 Customer (1 Nov 2007 to 31 Aug 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 18 Apr 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Aug 2013)
- CF3 Chief Executive (1 Dec 2001 to 31 Aug 2013)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 18 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.