Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Mediation (12 Feb 2009 to 31 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Aug 2013)
    • CF3 Chief Executive (1 Dec 2001 to 31 Aug 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.