David Gary Adamson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MATTINSON GINTY & PARTNERS (EMPLOYEE BENEFITS) LIMITED (no longer approved here)

    FRN 176478

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2022)
    • Responsible for Insurance Mediation (3 Sep 2013 to 11 Jul 2014)
    • CF10 Compliance Oversight (3 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2002 to 31 Jan 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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