MATTHEW DOUGLAS LIMITED

• Principal Place of Business

  4 High Street

  Hadleigh

  Ipswich

  Suffolk

  IP7 5AP

  UNITED KINGDOM

  Phone

  +4401473927072

  Web

  https://www.matthewdouglas.co.uk

• Complaints Contact

  4 High Street

  Hadleigh

  Ipswich

  Suffolk

  IP7 5AP

  UNITED KINGDOM

  Phone

  +4401473927072

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony John Smith

  IRN AJS00016

  • CF30 Customer (25 Mar 2010 to 28 Dec 2012)
• Anthony John West

  IRN AJW01447

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2023)
  • CF1 Director (30 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
• Benjamin Charles Sinclair Brown

  IRN BCB01024

  • CF1 Director (25 Apr 2005 to 1 Feb 2007)
  • CF10 Compliance Oversight (1 Mar 2005 to 28 Jun 2005)
  • CF11 Money Laundering Reporting (1 Mar 2005 to 28 Jun 2005)
  • CF21 Investment Adviser (21 Oct 2003 to 14 Aug 2007)
• Colin Ian Neil Fergusson

  IRN CIF01005

  • CF21 Investment Adviser (1 Jun 2006 to 1 Jun 2006)
• Douglas Vernon Prescott Frost

  IRN DVF01006

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (26 Mar 2007 to 8 Dec 2019)
• Francis Bemba Wampamba

  IRN FBW00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Oct 2003 to 31 Aug 2005)
• Georgia Elyse Hall

  IRN GEH01068

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2024)
  • CF30 Customer (4 Jul 2018 to 8 Dec 2019)
• Henry Allen Wallace Badman

  IRN HXB00357

  • [FCA CF] Functions requiring qualifications (18 Sep 2024 to 16 Apr 2025)
  • [FCA CF] Client dealing (18 Sep 2024 to 16 Apr 2025)
• Joshua Wilding

  IRN JXW00986

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
• Mark Christopher Norman

  IRN MCN01023

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (6 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 31 Oct 2007)

• Ellisons Financial Planning Ltd (no longer appointed)

  FRN 626967 · Appointed 30 Jun 2014 · Until 27 Jun 2022

• Meadowcroft Financial Services Limited (no longer appointed)

  FRN 175307 · Appointed 9 Mar 2010 · Until 1 Jan 2014

No changes recorded yet.