Benjamin Charles Sinclair Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)
  • MATTHEW DOUGLAS LIMITED (no longer approved here)

    FRN 226918

    • CF1 Director (25 Apr 2005 to 1 Feb 2007)
    • CF10 Compliance Oversight (1 Mar 2005 to 28 Jun 2005)
    • CF11 Money Laundering Reporting (1 Mar 2005 to 28 Jun 2005)
    • CF21 Investment Adviser (21 Oct 2003 to 14 Aug 2007)
  • T R Youngs Life And Pensions (2119) (no longer approved here)

    FRN 179765

    • (1)Employed By (16 Dec 2002 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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