Anthony John West

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beckett Financial Services Limited

    FRN 138104

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2023)
  • MATTHEW DOUGLAS LIMITED (no longer approved here)

    FRN 226918

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2023)
    • CF1 Director (30 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 23 Apr 2010)
    • CF22 Investment Adviser (Trainee) (15 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.