Matrix Capital Limited

Date authorised
1 April 2013
Companies House
05278782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Little Hudwick
    Monkhopton
    Shropshire
    WV16 6TG
    UNITED KINGDOM
    Phone
    +4401746712900
    Web
    https://www.matrixcapital.co.uk

  • Complaints Contact

    Little Hudwick
    Monkhopton
    Shropshire
    WV16 6TG
    UNITED KINGDOM
    Phone
    +4401746712900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Ralph Mason

    IRN ARM01317

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (26 Jun 2017 to 8 Dec 2019)
  • Billy Patrick Conkie

    IRN BXC00281

    • [FCA CF] Client dealing (27 Sep 2022 to 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (27 Sep 2022 to 12 Dec 2025)
  • Gary Matthews

    IRN GXM01471

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Mar 2020)
    • CF1 Director (24 Nov 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Nov 2008 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (13 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Gillian Patricia Melley

    IRN GPP00003

    • CF1 Director (16 Jun 2005 to 9 Sep 2008)
  • Karen Louise Herring

    IRN KXH00347

    • [FCA CF] Client dealing (27 Sep 2022 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (27 Sep 2022 to 31 Jul 2023)
  • Nicholas Charles Thompson

    IRN NCT00011

    • CF30 Customer (2 Nov 2015 to 31 Jan 2018)
  • Robin Edwin Melley

    IRN REM00008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (16 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (16 Jun 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (16 Jun 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 Jun 2005 to 1 Sep 2008)
    • CF1 Director (16 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Jun 2005 to 1 Sep 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • John David Sides (no longer appointed)

    FRN 488278 · Appointed 1 Sep 2008 · Until 4 Jan 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.