Karen Louise Herring

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PINNACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493625

    • [FCA CF] Client dealing (30 Nov 2023 to 20 Mar 2026)
    • [FCA CF] Functions requiring qualifications (30 Nov 2023 to 20 Mar 2026)
  • Matrix Capital Limited (no longer approved here)

    FRN 430282

    • [FCA CF] Client dealing (27 Sep 2022 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (27 Sep 2022 to 31 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.