Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Matrix Capital Limited
FRN 430282
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (16 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (16 Jun 2005 to 31 Mar 2009)
- CF11 Money Laundering Reporting (16 Jun 2005 to 1 Sep 2008)
- Responsible for Insurance Mediation (16 Jun 2005 to 30 Sep 2018)
- CF10 Compliance Oversight (16 Jun 2005 to 1 Sep 2008)
- CF1 Director (16 Jun 2005 to 8 Dec 2019)
-
- CF1 Director (AR) (6 Mar 2006 to 27 Mar 2006)
- CF21 Investment Adviser (6 Mar 2006 to 27 Mar 2006)
-
- Employed By (13 Aug 2003 to 27 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.