Date authorised
4 July 2013
Companies House
OC381480
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +4402034689219
  • Complaints Contact

    18 Hanover Square
    London
    Westminster
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442034689910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ralph Delano Cornell

    IRN DRC01092

    • [FCA CF] Material risk taker (since 25 Nov 2024)
    • [FCA CF] Client dealing (since 28 Aug 2024)
  • Emma Catherine Davies

    IRN ECW01019

    • SMF27 Partner (9 Dec 2019 to 1 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • CF4 Partner (1 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (10 Mar 2016 to 8 Dec 2019)
  • James Basil Bloomer

    IRN JXB00537

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jasveen Bhangra

    IRN JXB00536

    • [FCA CF] Client dealing (since 27 Jan 2020)
  • John William Marshall Barlow

    IRN JWB01065

    • [FCA CF] Client dealing (since 30 Nov 2023)
  • Marc Nicholas Jonas

    IRN MNJ01010

    • CF4 Partner (7 Oct 2013 to 30 Apr 2018)
  • Mark Phillip Schilling

    IRN MXS01520

    • [FCA CF] Client dealing (4 Mar 2022 to 1 May 2025)
  • Melinda, Ines Williams

    IRN MIW01024

    • CF30 Customer (25 Jun 2014 to 22 Jan 2017)
  • Mikael Breuer-Weil

    IRN MXB01387

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
    • CF4 Partner (4 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2013 to 8 Dec 2019)
  • Nicholas Philip Tombleson

    IRN NPT01022

    • [FCA CF] Client dealing (since 19 Jan 2023)
    • [FCA CF] Material risk taker (24 Sep 2021 to 31 Mar 2022)
    • [FCA CF] Client dealing (24 Sep 2021 to 31 Mar 2022)
    • SMF16 Compliance Oversight (21 Apr 2020 to 24 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2020 to 24 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 24 Sep 2021)
    • CF4 Partner (10 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (10 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.