Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J ROTHSCHILD CAPITAL MANAGEMENT LIMITED
FRN 122691
- [FCA CF] Client dealing (since 31 May 2025)
- CF3 Chief Executive (7 Dec 2011 to 28 Aug 2012)
- CF1 Director (19 Sep 2008 to 11 Oct 2012)
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- Director of firm who is not a certification employee or a SMF manager (25 Apr 2022 to 5 Aug 2025)
- CF30 Customer (1 Nov 2007 to 26 Jun 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
- CF4 Partner (4 Jul 2013 to 8 Dec 2019)
- CF30 Customer (4 Jul 2013 to 8 Dec 2019)
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- CF2 Non Executive Director (1 Dec 2001 to 9 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.