Date authorised
1 April 2013
Companies House
OC315106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700
  • Complaints Contact

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louisa Peta Bonney

    IRN LXB00477

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Luis Javier Herrero

    IRN LJH01169

    • CF30 Customer (5 Apr 2017 to 31 Jul 2018)
  • Mark Brangstrup Watts

    IRN MXW01523

    • SMF27 Partner (9 Dec 2019 to 6 Nov 2022)
    • CF10 Compliance Oversight (8 Sep 2010 to 28 Feb 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (19 Dec 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (19 Dec 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 Dec 2005 to 5 Jul 2006)
  • Michael Andrew London

    IRN MAL01158

    • CF10 Compliance Oversight (5 Jul 2006 to 31 Aug 2008)
    • CF11 Money Laundering Reporting (5 Jul 2006 to 31 Aug 2008)
  • Natalie Laurence Benjamin Pinel Iankova

    IRN NLB01027

    • CF30 Customer (28 Aug 2009 to 11 Sep 2009)
  • Pierre Frederic Paul Marie Bernardin

    IRN PFB01062

    • CF30 Customer (28 Aug 2009 to 15 Jan 2010)
  • Rebecca Anne Gilmore

    IRN RAH01133

    • CF30 Customer (18 Jun 2008 to 22 Jan 2010)
  • Robert John Passlow

    IRN RJP01251

    • CF30 Customer (10 Dec 2007 to 6 May 2011)
  • Rowena Lai

    IRN RXL01272

    • CF30 Customer (1 Nov 2007 to 23 Apr 2012)
    • CF23 Corporate Finance Adviser (15 Aug 2007 to 31 Oct 2007)
  • Thomas Mark Basset

    IRN TMB01086

    • [FCA CF] Client dealing (since 2 Jun 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 May 2019 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.