Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF27 Partner (9 Dec 2019 to 6 Nov 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (19 Dec 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (19 Dec 2005 to 5 Jul 2006)
- CF11 Money Laundering Reporting (19 Dec 2005 to 5 Jul 2006)
- CF4 Partner (19 Dec 2005 to 8 Dec 2019)
-
- SMF27 Partner (9 Dec 2019 to 6 Nov 2022)
- CF10 Compliance Oversight (8 Sep 2010 to 28 Feb 2014)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Dec 2005 to 5 Jul 2006)
- CF23 Corporate Finance Adviser (19 Dec 2005 to 31 Oct 2007)
- CF4 Partner (19 Dec 2005 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.