Date authorised
1 April 2013
Companies House
OC315106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700
  • Complaints Contact

    11 Buckingham Street
    London
    WC2N 6DF
    UNITED KINGDOM
    Phone
    +4402070042700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Moriarty

    IRN TXM13690

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Tove Kristina Radelius

    IRN TKR01009

    • CF30 Customer (4 Aug 2017 to 31 Mar 2019)
  • Vanessa Bolger

    IRN VXB01121

    • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
    • CF23 Corporate Finance Adviser (15 May 2006 to 31 Oct 2007)
  • William Harling

    IRN WXH00088

    • [FCA CF] Client dealing (31 Jan 2022 to 24 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.