Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin John Bailey

    IRN BJB01118

    • [FCA CF] Significant management (1 Apr 2022 to 2 Apr 2022)
  • Bertram Sinniah

    IRN BXS00100

    • SMF3 Executive Director (21 May 2021 to 31 Dec 2021)
    • CF1 Director (AR) (29 Jan 2021 to 15 Nov 2023)
  • Beth Thurston

    IRN BXT00322

    • SMF18 Other Overall Responsibility (since 9 Aug 2024)
    • [FCA CF] Significant management (2 Feb 2022 to 9 Aug 2024)
  • Brian George Moore

    IRN BGM01035

    • CF1 Director (22 Jul 2005 to 31 Mar 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jul 2005)
  • Brian Johnston

    IRN BXJ01132

    • CF1 Director (16 May 2005 to 16 May 2005)
    • CF1 Director (AR) (16 May 2005 to 29 Oct 2010)
  • Bruce Carnegie-Brown

    IRN BNC01007

    • CF3 Chief Executive (14 Jan 2005 to 6 Jun 2006)
    • CF1 Director (14 Jan 2005 to 6 Jun 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Jun 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 6 Jun 2006)
  • Bryan James Howett

    IRN BJH01054

    • CF1 Director (14 Apr 2005 to 31 Dec 2007)
  • CARL JONATHAN SMITH

    IRN CJS01337

    • CF29 Significant management (27 Apr 2011 to 11 Jan 2017)
  • CHARLES SYDNEY Beresford-Davies

    IRN CSB01128

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (15 Mar 2013 to 8 Dec 2019)
  • COLIN FRANCIS KIDDIE

    IRN CFK01007

    • CF1 Director (24 Mar 2015 to 1 Sep 2018)
    • CF1 Director (AR) (1 Oct 2012 to 1 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.