CARL JONATHAN SMITH

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lockton Companies LLP

    FRN 523069

    • [FCA CF] Manager of certification employee (since 20 Jun 2023)
    • [FCA CF] Significant management (since 3 Oct 2022)
  • United Insurance Brokers Limited (no longer approved here)

    FRN 307812

    • [FCA CF] Significant management (14 Apr 2020 to 30 Sep 2022)
  • MARSH LIMITED (no longer approved here)

    FRN 307511

    • CF29 Significant management (27 Apr 2011 to 11 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.