MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Neville Brian Richardson
IRN NBR01009
- CF2 Non Executive Director (8 Feb 2012 to 18 Jun 2013)
Nick Harrison
IRN NXH00113
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
Nicola Jane Cobon
IRN NJC29173
- [FCA CF] Manager of certification employee (17 Mar 2023 to 6 Apr 2023)
Nigel Grant Hinshelwood
IRN NGH01028
- CF2 Non Executive Director (28 Sep 2011 to 6 Mar 2016)
Paul Frederick Thomas Langton
IRN PFL01018
- CF13 Finance (1 Dec 2001 to 31 Dec 2001)
Paul John Urquhart
IRN PJU29278
- [FCA CF] Manager of certification employee (since 22 Apr 2020)
Paul Joseph Lawrence
IRN PJL01204
- CF28 Systems and controls (1 Feb 2010 to 1 May 2013)
Paul Michael Spencer
IRN PMS01152
- Responsible for Insurance Distribution (1 Feb 2019 to 2 Dec 2024)
- SMF1 Chief Executive (1 Feb 2019 to 2 Dec 2024)
- Responsibility for MCD Intermediation (1 Feb 2019 to 9 Dec 2021)
- CF1 Director (20 Feb 2008 to 1 Oct 2009)
- CF28 Systems and controls (1 Nov 2007 to 4 Apr 2008)
- CF13 Finance (20 Jul 2005 to 31 Oct 2007)
Paul Richard Bradshaw
IRN PRB01117
- CF2 Non Executive Director (28 May 2003 to 31 May 2005)
Paul Richard Stokes
IRN PXS33099
- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
- [FCA CF] Significant management (since 1 May 2024)
- [FCA CF] Significant management (11 Aug 2022 to 18 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2019 to 18 Apr 2024)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.