Paul John Urquhart

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marks and Spencer Unit Trust Management Limited
FRN 141662
- [FCA CF] Manager of certification employee (since 22 Apr 2020)
MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [FCA CF] Manager of certification employee (since 22 Apr 2020)
HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 13 Feb 2019)
- [FCA CF] Manager of certification employee (21 Feb 2017 to 1 May 2018)
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 13 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.