MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Keith Woollard
IRN KXW01423
- CF1 Director (30 Nov 2011 to 8 Dec 2015)
- CF11 Money Laundering Reporting (18 May 2011 to 18 Jun 2015)
- CF10 Compliance Oversight (18 May 2011 to 27 Apr 2015)
Kelley Craig Knutson
IRN KCK01006
- CF2 Non Executive Director (19 Feb 2002 to 31 Dec 2009)
Kenneth Culley
IRN KXC01122
- CF2 Non Executive Director (1 Dec 2001 to 13 Dec 2013)
Kirsty Roth
IRN KXR31535
- [FCA CF] Manager of certification employee (15 Nov 2018 to 8 Feb 2019)
Laurel Claire Powers-Freeling
IRN LCP01017
- CF3 Chief Executive (18 Jan 2002 to 7 Nov 2004)
Leanne Rosalie Cutts
IRN LRC31673
- [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Feb 2019)
Lee Robert Dunn
IRN LXD00295
- [PRA CF] Significant risk taker or Material risk taker (since 28 Mar 2023)
- [FCA CF] Significant management (since 28 Mar 2023)
Liam Patrick O'Hara
IRN LXO00002
- [FCA CF] Significant management (13 Sep 2021 to 10 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (24 Aug 2020 to 24 Dec 2024)
Louis Petherick
IRN LXP01287
- CF10 Compliance Oversight (27 Apr 2015 to 6 Mar 2016)
Luc Vandevelde
IRN LEV01002
- CF2 Non Executive Director (1 Sep 2002 to 3 Oct 2003)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.