Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Jun 2021 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (31 Oct 2019 to 5 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 17 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 14 Oct 2020)
    • [FCA CF] Manager of certification employee (31 Oct 2019 to 5 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 17 Sep 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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