Kirsty Roth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (11 Dec 2019 to 20 Aug 2020)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • [FCA CF] Manager of certification employee (3 Jun 2019 to 8 Jan 2020)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (15 Nov 2018 to 8 Feb 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 20 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 20 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2017 to 20 Aug 2020)
    • [FCA CF] Manager of certification employee (8 Aug 2016 to 20 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.