MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nadia Sarah Zedan

  IRN NSZ01001

  • CF30 Customer (27 Aug 2012 to 14 Oct 2013)
• Natalia Kosenko

  IRN NXK01263

  • CF30 Customer (14 Nov 2013 to 3 Feb 2017)
• Natalie Lowenstein

  IRN NXL01320

  • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
• Neena Dholani

  IRN NXD01106

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
• Nichola Jane Hunter

  IRN NJH01217

  • [FCA CF] Significant management (9 Dec 2020 to 25 Jan 2022)
• Nicholas David Moss

  IRN NXM00194

  • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
• Nicolas Georges Marceau Boulachin

  IRN NGB01056

  • CF30 Customer (14 Dec 2010 to 2 Feb 2015)
• Nikola Blunden

  IRN NXP01442

  • CF30 Customer (27 Feb 2014 to 8 Dec 2019)
• Niteen Sharma

  IRN NXS01154

  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jan 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2024)
  • CF10 Compliance Oversight (12 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Nov 2015 to 8 Dec 2019)
• Olga Preksina

  IRN OXP01099

  • CF30 Customer (16 Dec 2015 to 31 Oct 2017)

No changes recorded yet.