MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marco Cravero

  IRN MXC02187

  • CF30 Customer (29 Dec 2009 to 20 Jun 2014)
• Maria Silvina Melendez

  IRN MSM01118

  • CF30 Customer (11 Mar 2010 to 24 Apr 2012)
• Marion Juric

  IRN MXJ01796

  • CF30 Customer (3 Jan 2017 to 13 Apr 2018)
• Mark Harris

  IRN MXH01324

  • CF21 Investment Adviser (30 Aug 2006 to 6 Mar 2007)
• Markus Grams

  IRN MXG01379

  • CF21 Investment Adviser (9 Jul 2002 to 20 Sep 2002)
• Maximilian Peter Callaghan

  IRN MPC01121

  • [FCA CF] Significant management (since 9 Dec 2020)
  • CF30 Customer (16 Aug 2017 to 8 Dec 2019)
• Michael John Kendal Thorpe

  IRN MJT01133

  • CF21 Investment Adviser (18 Jul 2002 to 25 May 2005)
• Mieke Elisabeth Wageveld

  IRN MEW01069

  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Miranda Ruth Morad

  IRN MRM01179

  • [FCA CF] Significant management (since 16 Apr 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (26 Jan 2020 to 15 Apr 2024)
  • CF10 Compliance Oversight (22 Aug 2013 to 1 Dec 2016)
  • CF11 Money Laundering Reporting (22 Aug 2013 to 13 Nov 2015)
• Moses Errol Gordon Cain

  IRN MEC01064

  • CF21 Investment Adviser (8 Oct 2002 to 27 Aug 2003)

No changes recorded yet.