Date authorised
1 April 2013
Companies House
04959808
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +442079536000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +4402079536000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henrik Waersted Bjornstad

    IRN HXB25755

    • SMF9 Chair of the Governing Body (24 Jun 2020 to 31 Dec 2025)
  • Lee Mooney

    IRN LXM00079

    • SMF3 Executive Director (since 17 Oct 2025)
    • Responsible for Insurance Distribution (since 17 Oct 2025)
    • SMF1 Chief Executive (since 17 Oct 2025)
  • Liza Jane Harper

    IRN LXH00480

    • SMF16 Compliance Oversight (since 18 Sep 2023)
  • Matthew David Boddington

    IRN MDB01170

    • CF1 Director (4 Mar 2009 to 28 Aug 2012)
  • Murray Simon Charles Fairclough

    IRN MSF01041

    • CF1 Director (14 Jan 2005 to 22 Apr 2015)
  • Neil Edward Galjaard

    IRN NEG01009

    • Responsible for Insurance Distribution (14 Nov 2022 to 9 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Sep 2025)
    • CF3 Chief Executive (7 Jan 2019 to 8 Dec 2019)
    • CF1 Director (AR) (14 Sep 2018 to 9 Sep 2025)
    • CF1 Director (1 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jan 2017 to 30 Sep 2018)
  • Nigel Vaughan Spencer

    IRN NVS01009

    • CF1 Director (AR) (8 May 2013 to 8 Apr 2014)
  • Oliver Alexander Hemsley

    IRN OAH01002

    • CF2 Non Executive Director (14 Jan 2005 to 29 Nov 2007)
  • Paul Wilson

    IRN PXW01516

    • CF2 Non Executive Director (10 Feb 2011 to 17 Jan 2014)
  • Peter Hamish Crick

    IRN PHC01045

    • CF1 Director (14 Jan 2005 to 1 Jan 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.