Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 5 Apr 2018)
    • CF27 Investment Management (1 Dec 2001 to 28 Jan 2004)
    • CF1 Director (1 Dec 2001 to 8 May 2017)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Aug 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Markel Protection Limited (no longer approved here)

    FRN 308829

    • CF2 Non Executive Director (14 Jan 2005 to 29 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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