Date authorised
1 April 2013
Companies House
04959808
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +442079536000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +4402079536000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Francis Green

    IRN AFG01013

    • CF1 Director (15 Jan 2007 to 1 Oct 2014)
  • Andrew John Davies

    IRN AJD01131

    • CF1 Director (17 Jan 2014 to 14 Aug 2017)
  • Anthony Presley Shearer

    IRN APS01108

    • CF2 Non Executive Director (28 Jul 2009 to 17 Jan 2014)
  • Christopher Ward

    IRN CXW01417

    • CF1 Director (14 Jan 2005 to 31 Dec 2018)
  • Colin Davison

    IRN CXD01300

    • CF1 Director (AR) (1 May 2015 to 31 Dec 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Jan 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 31 Dec 2018)
    • CF1 Director (14 Jan 2005 to 31 Dec 2018)
  • David Alan Golder

    IRN DAG01147

    • CF1 Director (AR) (30 Oct 2012 to 7 Jun 2013)
  • David Andrew Perry

    IRN DAP01124

    • CF1 Director (AR) (13 Dec 2017 to 3 Jan 2018)
  • David Hartley

    IRN DXH01576

    • CF1 Director (13 Feb 2008 to 31 Mar 2014)
    • CF29 Significant management (1 Nov 2007 to 13 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Elizabeth Anne Grace

    IRN EAG01031

    • CF1 Director (AR) (20 Jun 2013 to 5 May 2015)
    • CF1 Director (14 Jan 2005 to 5 May 2015)
  • Graham Luckett

    IRN GXL01460

    • SMF16 Compliance Oversight (12 Mar 2020 to 19 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.