Date authorised
1 April 2013
Companies House
04959808
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +442079536000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +4402079536000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Henry Candy

    IRN RHC01041

    • CF1 Director (14 Jan 2005 to 30 Jun 2017)
  • Richard Napoli

    IRN RXN00088

    • SMF3 Executive Director (since 20 Oct 2022)
  • Simon Fell

    IRN SXF09853

    • Responsible for Insurance Distribution (18 Dec 2019 to 20 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2022)
    • CF1 Director (23 Jan 2019 to 8 Dec 2019)
  • Simon Robert Howes

    IRN SRH01145

    • CF1 Director (AR) (10 Apr 2017 to 29 Jan 2018)
    • CF1 Director (13 Feb 2008 to 22 Apr 2015)
    • CF29 Significant management (1 Nov 2007 to 13 Feb 2008)
    • Responsible for Insurance Mediation (30 Jan 2007 to 22 Apr 2015)
    • CF17 Significant Mgt (Other Business Operations) (30 Jan 2007 to 31 Oct 2007)
  • Simon Wilson

    IRN SXW02075

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2019)
    • CF2 Non Executive Director (7 Jan 2019 to 8 Dec 2019)
    • CF1 Director (7 Jul 2015 to 7 Jan 2019)
  • Toby Jonathan Clarke

    IRN TJC01132

    • CF1 Director (13 Feb 2008 to 17 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 13 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • William David Stovin

    IRN WDS01030

    • CF1 Director (21 Nov 2013 to 14 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.