Mariana Investment Partners LLP

• Principal Place of Business

  Mariana U F P LLP

  Religare House

  100 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402070656600

  Web

  https://www.mariana-ip.com

• Complaints Contact

  Mariana U F P LLP

  Religare House

  100 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +4402070656600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Mariana Capital Services Limited

  IRN XXM01204

  • SMF27 Partner (9 Dec 2019 to 9 Jan 2025)
  • CF4 Partner (26 Jun 2014 to 8 Dec 2019)
• Akeel Hussain Malik

  IRN AXM06450

  • CF30 Customer (24 Sep 2018 to 12 Oct 2020)
• Alexandre Pierre Capez

  IRN APC01118

  • CF30 Customer (21 Aug 2017 to 30 Sep 2019)
• Axel Jonathan Poulsen

  IRN AXP15806

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2025)
  • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
• Christophe Petetin

  IRN CXP12686

  • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
• Conrad Lee

  IRN CXL01350

  • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
• Daniel Benedict Hawkins

  IRN DBH01041

  • SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Jun 2014 to 27 Aug 2014)
  • CF11 Money Laundering Reporting (26 Jun 2014 to 27 Aug 2014)
  • CF4 Partner (26 Jun 2014 to 8 Dec 2019)
• David Blake

  IRN DMB01143

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2023)
  • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
• Dhruv Menon

  IRN DXM01548

  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Elton Clark James

  IRN ECJ01008

  • SMF27 Partner (9 Dec 2019 to 21 Jul 2022)
  • CF30 Customer (27 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Jan 2016 to 17 Apr 2018)
  • CF11 Money Laundering Reporting (27 Jan 2016 to 17 Apr 2018)
  • CF4 Partner (27 Jan 2016 to 8 Dec 2019)

• Urban Splash Residential Advisers LLP (no longer appointed)

  FRN 818372 · Appointed 29 Aug 2018 · Until 13 Oct 2020

No changes recorded yet.