Daniel Benedict Hawkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mariana UFP LLP (no longer approved here)
FRN 551170
- SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
- CF1 Director (AR) (2 Sep 2016 to 1 Oct 2021)
- CF4 Partner (AR) (8 May 2013 to 11 Jun 2014)
- CF30 Customer (13 Feb 2012 to 1 Oct 2021)
- CF4 Partner (13 Feb 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Feb 2012 to 21 Feb 2013)
- CF10 Compliance Oversight (13 Feb 2012 to 21 Feb 2013)
Mariana Investment Partners LLP (no longer approved here)
FRN 605552
- SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Jun 2014 to 27 Aug 2014)
- CF4 Partner (26 Jun 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Jun 2014 to 27 Aug 2014)
Mariana UFP (Americas) Limited (no longer approved here)
FRN 649237
- (41)Employed By (2 Sep 2016 to 1 Oct 2021)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 20 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.