Alexandre Pierre Capez

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 2 Jan 2025)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2020)
    • [FCA CF] Manager of certification employee (since 16 Apr 2020)
    • [FCA CF] Client dealing (since 14 Oct 2019)
    • [FCA CF] Significant management (6 Sep 2022 to 8 Aug 2023)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 2 Jan 2025)
    • [FCA CF] Manager of certification employee (since 6 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Sep 2021)
    • [FCA CF] Significant management (6 Sep 2022 to 8 Aug 2023)
  • Mariana Investment Partners LLP (no longer approved here)

    FRN 605552

    • CF30 Customer (21 Aug 2017 to 30 Sep 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (22 Dec 2016 to 12 May 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (14 Apr 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 8 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.