Marex Spectron International Limited

Date authorised
1 April 2013
Companies House
03938219
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +4402076556000
    Web
    https://www.marex.com

  • Complaints Contact

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +4402076556000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Specialist Trading Venue

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Arnesen

    IRN RXA01568

    • CF30 Customer (6 Jan 2011 to 3 Jan 2018)
  • Richard Buttenshaw

    IRN RXB02779

    • [FCA CF] Client dealing (since 15 May 2023)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
  • Richard Edward Ford

    IRN REF01020

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2022 to 31 Jan 2026)
  • Richard Harvey

    IRN RXH01274

    • [FCA CF] Client dealing (since 18 Dec 2024)
  • Richard Ian Webster

    IRN RIW01018

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
  • Richard John Reid

    IRN RJR01166

    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Sep 2020)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (13 Apr 2016 to 8 Dec 2019)
    • CF28 Systems and controls (10 Sep 2015 to 8 Dec 2019)
  • Richard Louis Heffner Jnr

    IRN RLH01035

    • CF11 Money Laundering Reporting (14 Mar 2002 to 4 Mar 2003)
    • CF10 Compliance Oversight (14 Mar 2002 to 4 Mar 2003)
  • Richard Mark Ashton

    IRN RMA01109

    • CF30 Customer (15 Sep 2014 to 8 Jan 2015)
  • Richard Morris

    IRN RXM01365

    • CF2 Non Executive Director (1 Dec 2001 to 4 Jun 2003)
  • Richard Phillip colin De Boltz

    IRN RPD01058

    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
    • CF30 Customer (9 Dec 2014 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CIF Trading Ltd (no longer appointed)

    FRN 455119 · Appointed 25 Jul 2006 · Until 20 Oct 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.