Marble Bar Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Marble Bar Asset Management55 Baker StreetLondonWestminsterW1U 8EWUNITED KINGDOM- Phone
- +4402030238100
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Complaints Contact
Marble Bar Asset Management55 Baker StreetLondonWestminsterW1U 8EWUNITED KINGDOM- Phone
- +4402030238100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Ronald McCormick
IRN IRM01026
- CF29 Significant management (19 May 2008 to 30 Apr 2009)
- CF30 Customer (19 May 2008 to 30 Apr 2009)
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Irena Maravic
IRN IXM01357
- CF30 Customer (17 Mar 2009 to 16 Jun 2009)
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Jack Sieff
IRN JXS04126
- [FCA CF] Client dealing (since 31 Jan 2025)
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Jack Tromans
IRN JXT00546
- [FCA CF] Client dealing (since 3 Apr 2024)
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James Elliott Diner
IRN JED01063
- CF30 Customer (27 Dec 2007 to 1 Mar 2010)
- CF4 Partner (27 Dec 2007 to 1 Mar 2010)
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James Harrison
IRN JXH00472
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2020)
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James Michael Jardine Paterson
IRN JMJ01075
- [FCA CF] Client dealing (1 Jul 2021 to 30 Nov 2023)
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James Paul Rose
IRN JPR01084
- [FCA CF] Material risk taker (since 4 May 2023)
- [FCA CF] Client dealing (since 4 May 2023)
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James Seymour William Ratcliff
IRN JXR00287
- [FCA CF] Client dealing (16 Mar 2020 to 20 Aug 2021)
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Jean-Robin Alexandre Peters
IRN JXP01726
- CF4 Partner (8 Oct 2013 to 5 Jun 2014)
- CF30 Customer (15 May 2008 to 5 Jun 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Velox Capital Partners LLP
FRN 843538 · Appointed 6 Jun 2019
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Navat Capital Management LLC (no longer appointed)
FRN 822285 · Appointed 4 Oct 2018 · Until 30 Nov 2023
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Elephant Asset Management (London) LLP (no longer appointed)
FRN 760374 · Appointed 6 Oct 2016 · Until 5 Jan 2026
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.