Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 11 Sep 2024)
    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 11 Sep 2024)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Client dealing (17 Nov 2021 to 9 Nov 2023)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
    • CF30 Customer (11 Dec 2014 to 8 Dec 2019)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF4 Partner (8 Oct 2013 to 5 Jun 2014)
    • CF30 Customer (15 May 2008 to 5 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.