Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 11 Sep 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 11 Sep 2024)
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- [FCA CF] Client dealing (17 Nov 2021 to 9 Nov 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
- CF30 Customer (11 Dec 2014 to 8 Dec 2019)
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- CF4 Partner (8 Oct 2013 to 5 Jun 2014)
- CF30 Customer (15 May 2008 to 5 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.