Marble Bar Asset Management LLP

• Principal Place of Business

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

  Web

  https://www.marblebar.com

• Complaints Contact

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Ing-Chie Smeaton Croxson

  IRN AIC01009

  • [FCA CF] Client dealing (1 Jun 2022 to 13 Dec 2024)
  • [FCA CF] Material risk taker (9 May 2022 to 13 Dec 2024)
  • [FCA CF] Manager of certification employee (9 May 2022 to 13 Dec 2024)
• Adrien Pascal Guy Pontich

  IRN APP01074

  • [FCA CF] Client dealing (1 Mar 2021 to 6 May 2022)
• Alastair Neil MacLeod

  IRN ANM01014

  • CF30 Customer (8 May 2009 to 30 Jun 2010)
• Alexander Edward Gwilym Lewis

  IRN AEL01037

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2020)
  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • CF4 Partner (27 Dec 2007 to 30 Jun 2010)
• Alistair Mark Heaton-Armstrong

  IRN AMH01163

  • SMF1 Chief Executive (9 Dec 2019 to 5 Oct 2020)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • CF4 Partner (18 Apr 2017 to 8 Dec 2019)
  • CF3 Chief Executive (18 Apr 2017 to 8 Dec 2019)
• Ameet Satish Patel

  IRN ASP01036

  • [FCA CF] Material risk taker (26 Mar 2020 to 31 Dec 2021)
• Andreas Nystrom

  IRN AXN00105

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
• Andrew David Cohen

  IRN ADC01163

  • CF30 Customer (31 Aug 2018 to 29 Aug 2019)
• Andrew James Dodd

  IRN AJD01148

  • [FCA CF] Client dealing (24 Jul 2023 to 3 May 2024)
  • [FCA CF] Material risk taker (24 Jul 2023 to 3 May 2024)
• Andrew Jonathan Coleman

  IRN AJC01443

  • CF30 Customer (5 Jun 2008 to 5 Nov 2008)

• Velox Capital Partners LLP

  FRN 843538 · Appointed 6 Jun 2019

• Sealight Capital LLP (no longer appointed)

  FRN 829832 · Appointed 3 Jan 2019 · Until 22 Mar 2021

• Navat Capital Management LLC (no longer appointed)

  FRN 822285 · Appointed 4 Oct 2018 · Until 30 Nov 2023

• Lexcor Capital LLP (no longer appointed)

  FRN 795278 · Appointed 29 Nov 2017 · Until 1 Jan 2026

• Elephant Asset Management (London) LLP (no longer appointed)

  FRN 760374 · Appointed 6 Oct 2016 · Until 5 Jan 2026

No changes recorded yet.