Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Jun 2021)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • SMF1 Chief Executive (9 Dec 2019 to 5 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (18 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (18 Apr 2017 to 8 Dec 2019)
  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • CF4 Partner (12 Feb 2013 to 31 Mar 2014)
    • CF10 Compliance Oversight (2 Feb 2009 to 31 Mar 2014)
    • CF3 Chief Executive (19 Sep 2008 to 30 Jun 2010)
    • CF30 Customer (19 Sep 2008 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.