Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Material risk taker (26 Mar 2020 to 31 Dec 2021)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • [FCA CF] Client dealing (1 Mar 2020 to 11 Mar 2020)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • Alphaone Partners LLP (no longer approved here)

    FRN 451724

    • CF30 Customer (15 Apr 2013 to 3 Jun 2014)
    • CF4 Partner (AR) (15 Apr 2013 to 25 Sep 2014)
    • CF4 Partner (6 Oct 2009 to 30 Mar 2012)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (30 May 2012 to 27 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.