Alphaone Partners LLP

Date authorised
1 April 2013
Companies House
OC317657
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Argyll Managment
    84 Brook Street
    London
    Westminster
    W1K 5EH
    UNITED KINGDOM
    Phone
    +4402070429781
    Web
    https://www.alphaone-partners.com

  • Complaints Contact

    Argyll Managment
    84 Brook Street
    London
    Westminster
    W1K 5EH
    UNITED KINGDOM
    Phone
    +4402070429781

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Alphaone Capital Limited

    IRN XXA01044

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (8 Jun 2006 to 8 Dec 2019)
  • Alessandro Venti

    IRN AXV01493

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (10 Feb 2016 to 8 Dec 2019)
  • Ameet Satish Patel

    IRN ASP01036

    • CF4 Partner (AR) (15 Apr 2013 to 25 Sep 2014)
    • CF30 Customer (15 Apr 2013 to 3 Jun 2014)
    • CF4 Partner (6 Oct 2009 to 30 Mar 2012)
  • Anthony Basil Catachanas

    IRN ABC01067

    • CF30 Customer (12 Nov 2013 to 3 Jun 2014)
    • CF4 Partner (12 Nov 2013 to 3 Jun 2014)
  • Laurence Gene Goldberg

    IRN LXG01215

    • CF4 Partner (5 Mar 2010 to 1 May 2012)
  • Maria Luisa Josefa Cela Garra

    IRN MLC01088

    • CF4 Partner (5 Mar 2010 to 1 May 2012)
  • Mishkel Gyandeo Maharaj

    IRN MGM01076

    • CF4 Partner (30 Sep 2009 to 3 Jun 2014)
    • CF30 Customer (30 Sep 2009 to 3 Jun 2014)
  • Nicolas Sarkis

    IRN NXS01145

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Significant management (since 1 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Aug 2020)
    • Responsible for Insurance Mediation (30 Apr 2015 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (6 Oct 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (8 Jun 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Jun 2006 to 31 Oct 2007)
    • CF4 Partner (8 Jun 2006 to 8 Dec 2019)
    • CF27 Investment Management (8 Jun 2006 to 31 Oct 2007)
  • Philippe Lamy

    IRN PXL01140

    • CF30 Customer (1 Nov 2007 to 3 Jun 2014)
    • CF10 Compliance Oversight (8 Jun 2006 to 6 Oct 2009)
    • CF11 Money Laundering Reporting (8 Jun 2006 to 6 Oct 2009)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (8 Jun 2006 to 31 Oct 2007)
    • CF4 Partner (8 Jun 2006 to 6 Oct 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • ROSENBRIDGE LLP (no longer appointed)

    FRN 598188 · Appointed 28 Mar 2013 · Until 27 Feb 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.