Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 3 Jun 2014)
- CF10 Compliance Oversight (8 Jun 2006 to 6 Oct 2009)
- CF11 Money Laundering Reporting (8 Jun 2006 to 6 Oct 2009)
- CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
- CF27 Investment Management (8 Jun 2006 to 31 Oct 2007)
- CF4 Partner (8 Jun 2006 to 6 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.