Manulife Investment Management (Europe) Limited

Date authorised
1 April 2013
Companies House
02831891
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Manulife Investment Management (Europe) Limited
    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +442072012484
    Web
    https://www.manulifeim.com/institutional/uk/en

  • Complaints Contact

    Manulife Investment Management (Europe) Limited
    One London Wall
    London
    City Of London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +442072012484

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Tyson

    IRN SJT01138

    • CF2 Non Executive Director (5 Mar 2012 to 31 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF8 Apportionment and Oversight (16 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (16 Aug 2004 to 5 Mar 2012)
    • CF10 Compliance Oversight (23 Jul 2004 to 18 Aug 2006)
    • CF11 Money Laundering Reporting (23 Jul 2004 to 18 Aug 2006)
    • CF1 Director (4 Jun 2004 to 5 Mar 2012)
    • CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
  • Stephen Malcolm Horsburgh Williams

    IRN SMW01076

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
  • Stephen Roger Hill

    IRN SRH01060

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 1 Oct 2007)
  • Steven George Boag

    IRN SGB01064

    • CF1 Director (1 Dec 2001 to 8 Aug 2003)
  • Stuart Colin Thomson

    IRN SCT01030

    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Talib Saifee

    IRN TXS02182

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Jun 2019 to 8 Dec 2019)
  • Tarek Mohamed Atef Mohamed Abou Taleb Shahin

    IRN TMS01083

    • CF30 Customer (14 Jul 2015 to 8 Jan 2019)
  • Thomas Edward Speight

    IRN TES01014

    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
  • Thomas Paul Appleyard

    IRN TPA01016

    • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
  • Todd J Cassler

    IRN TXC07778

    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.