Stuart Colin Thomson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Manulife Investment Management (Europe) Limited (no longer approved here)

    FRN 165328

    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF1 Director (4 Feb 2003 to 14 Jul 2003)
    • CF10 Compliance Oversight (4 Feb 2003 to 14 Jul 2003)
    • CF11 Money Laundering Reporting (4 Feb 2003 to 14 Jul 2003)
    • CF21 Investment Adviser (4 Feb 2003 to 24 Jul 2003)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 2 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.