Manulife Investment Management (Europe) Limited

Date authorised
1 April 2013
Companies House
02831891
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Manulife Investment Management (Europe) Limited
    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +442072012484
  • Complaints Contact

    Manulife Investment Management (Europe) Limited
    One London Wall
    London
    City Of London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +442072012484

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre Micallef

    IRN PXM02184

    • [FCA CF] Client dealing (since 15 Sep 2025)
  • Renate Patel

    IRN RXM02553

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (20 May 2015 to 8 Dec 2019)
  • Richard James Crook

    IRN RJC01140

    • CF1 Director (1 Dec 2001 to 16 Aug 2004)
    • CF3 Chief Executive (1 Dec 2001 to 16 Aug 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Aug 2004)
  • Richard Segal

    IRN RXS01426

    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
  • Roberta Gualandi

    IRN RXG00573

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Ronald Ryo Otsuki

    IRN RRO01002

    • CF1 Director (18 Mar 2003 to 20 Jul 2005)
  • Sarah Yoshida

    IRN SXY00136

    • [FCA CF] Client dealing (since 24 Mar 2025)
  • Shane Christopher O'Neill

    IRN SXO00296

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2025)
  • Simon Edward Lang

    IRN SEL01090

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Stella Mink

    IRN SXM04474

    • SMF3 Executive Director (since 3 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.