Richard Segal

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ambrosia Capital Ltd
FRN 712156
- [FCA CF] Client dealing (since 9 Aug 2021)
Manulife Investment Management (Europe) Limited (no longer approved here)
FRN 165328
- CF30 Customer (9 Sep 2015 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (21 Apr 2011 to 3 Jun 2015)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- CF30 Customer (1 Nov 2007 to 11 Oct 2008)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.