Man Solutions Limited

• Principal Place of Business

  Riverbank House

  2 Swan Lane

  London

  EC4R 3AD

  UNITED KINGDOM

  Phone

  +4402070167000

  Web

  https://www.man.com

• Complaints Contact

  Riverbank House

  2 Swan Lane

  London

  EC4R 3AD

  UNITED KINGDOM

  Phone

  +4402071447251

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to regulated and unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stephen Luke Ellis

  IRN SLE01013

  • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
  • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
  • CF1 Director (18 Dec 2015 to 28 May 2019)
  • CF28 Systems and controls (21 Mar 2013 to 26 Oct 2017)
• Stephen Peirce

  IRN SXP01174

  • CF27 Investment Management (1 Dec 2001 to 26 Jun 2005)
• Steven Peter Desmyter

  IRN SXD01334

  • [FCA CF] Client dealing (since 26 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
• Stuart John Heath

  IRN SJH01213

  • CF27 Investment Management (1 Dec 2001 to 30 Apr 2003)
• Takouhi Agop Tchertchian

  IRN TAT01007

  • CF27 Investment Management (1 Dec 2001 to 8 Sep 2006)
• Tania Inge Maria Cruickshank

  IRN TIC01010

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (26 Jul 2019 to 8 Dec 2019)
• Tasio Del Castano

  IRN TXD00189

  • [FCA CF] Client dealing (12 Apr 2022 to 23 Jan 2023)
• Tessa Elizabeth Kohn-Speyer

  IRN TEK01003

  • CF29 Significant management (1 Nov 2007 to 17 Mar 2011)
  • CF30 Customer (1 Nov 2007 to 17 Mar 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
• Teun Draaisma

  IRN TXD01070

  • [FCA CF] Manager of certification employee (22 Apr 2022 to 5 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
  • CF30 Customer (31 May 2018 to 8 Dec 2019)
• Theresia Natasha Knechtel

  IRN TNK01003

  • CF30 Customer (5 Nov 2007 to 1 Nov 2008)

No changes recorded yet.