Man Global Private Markets (UK) Limited

Date authorised
20 February 2015
Companies House
07377274
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
    Web
    https://www.man.com

  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Richard Shaw

    IRN JRS01145

    • [FCA CF] Client dealing (12 Aug 2020 to 14 Jan 2025)
    • CF30 Customer (20 Feb 2015 to 2 Dec 2019)
  • Julie Fountain

    IRN JXF00549

    • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2023)
  • Jussi Nyrola

    IRN JXN01407

    • CF30 Customer (20 Feb 2015 to 24 Apr 2017)
  • Katharine Mary Barker

    IRN KMB01118

    • CF2 Non Executive Director (25 Jan 2017 to 8 Dec 2019)
  • Katherine Elizabeth Squire

    IRN KES01065

    • SMF3 Executive Director (since 2 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Oct 2025)
    • CF10 Compliance Oversight (18 Jan 2017 to 8 Dec 2019)
  • Kishore Chand Banger

    IRN KCB01013

    • CF30 Customer (20 Feb 2015 to 10 Mar 2017)
  • MADELEINE COURTNEY

    IRN MXC00552

    • [FCA CF] Client dealing (18 Mar 2022 to 21 Sep 2022)
  • Marine Isabelle Sophie Guérin

    IRN MIG01035

    • CF30 Customer (15 May 2019 to 2 Dec 2019)
  • Mark Andrew Henwood

    IRN MAH01409

    • CF30 Customer (19 Jul 2016 to 20 Jan 2017)
  • Mark Daniel Jones

    IRN MDJ01056

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • CF28 Systems and controls (13 Jun 2019 to 8 Dec 2019)
    • CF1 Director (13 Jun 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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